Kestrel Partners LLP

• Principal Place of Business

  4th Floor

  3 Robert Street,

  London

  WC2N 6BH

  UNITED KINGDOM

  Phone

  +442033716100

  Web

  https://www.kestrelpartners.com

• Complaints Contact

  4th Floor

  3 Robert Street,

  London

  WC2N 6BH

  UNITED KINGDOM

  Phone

  +442033716100

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Hyeon Joo Angie Chung

  IRN HJC01050

  • [FCA CF] Client dealing (since 10 Jan 2023)
• Ian Christopher Forrest

  IRN ICF01019

  • CF30 Customer (4 May 2012 to 8 Dec 2019)
• Ian Murray

  IRN IJM01115

  • CF30 Customer (27 Feb 2018 to 8 Dec 2019)
• Jake Locke Anthony Scott

  IRN JXS01593

  • [FCA CF] Client dealing (1 Feb 2021 to 3 Mar 2023)
  • CF30 Customer (12 Jan 2016 to 8 Dec 2019)
• John Scalera Ricciardi

  IRN JSR01058

  • CF4 Partner (5 Jan 2015 to 8 Dec 2019)
  • CF30 Customer (21 Mar 2012 to 8 Dec 2019)
• Joseph Albert Quinn

  IRN JAQ01004

  • CF30 Customer (2 Nov 2016 to 7 Jun 2019)
• Katie Coutts

  IRN KXC16694

  • CF30 Customer (23 Sep 2019 to 8 Dec 2019)
• Matthew Max Edward Royde

  IRN MMR01021

  • [FCA CF] Material risk taker (since 1 Feb 2021)
  • [FCA CF] Manager of certification employee (since 1 Feb 2021)
  • [FCA CF] Client dealing (since 1 Feb 2021)
  • SMF27 Partner (since 9 Dec 2019)
  • SMF1 Chief Executive (since 9 Dec 2019)
  • CF4 Partner (9 Oct 2009 to 8 Dec 2019)
  • CF30 Customer (9 Oct 2009 to 8 Dec 2019)
  • CF3 Chief Executive (9 Oct 2009 to 8 Dec 2019)
• Max Robert Williams

  IRN MRW01092

  • [FCA CF] Client dealing (4 Oct 2021 to 7 Jan 2022)
• Michael Alexander Lawson

  IRN MAL01186

  • [FCA CF] Client dealing (1 Apr 2022 to 8 Dec 2022)

No changes recorded yet.