John Scalera Ricciardi

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

London Management Group Limited
FRN 712095
- [FCA CF] Client dealing (since 27 Apr 2026)
KROLL SECURITIES LTD. (no longer approved here)
FRN 466588
- CF30 Customer (7 Jun 2021 to 26 Feb 2024)
Deuterium Investment Advisors Limited (no longer approved here)
FRN 804110
- Employed By (7 Jun 2021 to 26 Feb 2024)
Kestrel Partners LLP (no longer approved here)
FRN 503303
- CF4 Partner (5 Jan 2015 to 8 Dec 2019)
- CF30 Customer (21 Mar 2012 to 8 Dec 2019)
AllianceBernstein Limited (no longer approved here)
FRN 147956
- CF21 Investment Adviser (1 Dec 2001 to 28 Jun 2002)
- CF27 Investment Management (1 Dec 2001 to 28 Jun 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.