Kestrel Partners LLP

Date authorised
1 April 2013
Companies House
OC346415
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    4th Floor
    3 Robert Street,
    London
    WC2N 6BH
    UNITED KINGDOM
    Phone
    +442033716100
    Web
    https://www.kestrelpartners.com

  • Complaints Contact

    4th Floor
    3 Robert Street,
    London
    WC2N 6BH
    UNITED KINGDOM
    Phone
    +442033716100

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Nicola Marie Scott

    IRN NMS01083

    • CF4 Partner (9 Oct 2009 to 6 Dec 2019)
  • Oliver Rupert Andrew Scott

    IRN ORS01002

    • [FCA CF] Client dealing (since 1 Feb 2021)
    • SMF27 Partner (since 9 Dec 2019)
    • SMF16 Compliance Oversight (9 Dec 2019 to 14 Nov 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 14 Nov 2020)
    • CF11 Money Laundering Reporting (16 Oct 2013 to 8 Dec 2019)
    • CF4 Partner (9 Oct 2009 to 8 Dec 2019)
    • CF30 Customer (9 Oct 2009 to 8 Dec 2019)
    • CF10 Compliance Oversight (9 Oct 2009 to 3 Apr 2013)
  • Oystein Nordli Mathisen

    IRN ONM01002

    • CF30 Customer (7 May 2018 to 31 Jan 2019)
  • Sebastian, Jake, Golder White

    IRN SJW01510

    • SMF27 Partner (since 18 Aug 2021)
    • [FCA CF] Client dealing (since 1 Feb 2021)
    • CF30 Customer (1 May 2018 to 8 Dec 2019)
  • Stefan Zaphiriou Zarifi

    IRN SXZ01096

    • CF30 Customer (26 May 2011 to 29 Mar 2012)
  • Stuart Bernard Rollason

    IRN SBR01007

    • [FCA CF] Functions requiring qualifications (1 Feb 2021 to 30 Apr 2021)
    • SMF27 Partner (9 Dec 2019 to 30 Apr 2021)
    • CF30 Customer (29 Nov 2011 to 8 Dec 2019)
    • CF4 Partner (29 Nov 2011 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.