Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Kestrel Partners LLP
FRN 503303
- [FCA CF] Client dealing (since 1 Feb 2021)
- SMF27 Partner (since 9 Dec 2019)
- SMF16 Compliance Oversight (9 Dec 2019 to 14 Nov 2020)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 14 Nov 2020)
- CF11 Money Laundering Reporting (16 Oct 2013 to 8 Dec 2019)
- CF10 Compliance Oversight (9 Oct 2009 to 3 Apr 2013)
- CF30 Customer (9 Oct 2009 to 8 Dec 2019)
- CF4 Partner (9 Oct 2009 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.