Columbia Threadneedle Fund Management Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Susan Cox
IRN SXC00246
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 1 Jul 2002)
Susanne Gahler
IRN SXG01146
- CF30 Customer (1 Nov 2007 to 31 Jul 2009)
- CF27 Investment Management (11 Oct 2004 to 31 Oct 2007)
Sven Eastwood
IRN SXE00144
- [FCA CF] Material risk taker (since 23 Apr 2021)
TRACY Bain
IRN TXF01219
- CF29 Significant management (3 Oct 2012 to 31 Jul 2013)
Tak Cheong David Wong
IRN TCW01038
- CF27 Investment Management (7 Aug 2002 to 1 Nov 2002)
Tammuz Emmanuelle Rhead
IRN TXB00267
- SMF17 Money Laundering Reporting Officer (MLRO) (since 26 Nov 2025)
- SMF17 Money Laundering Reporting Officer (MLRO) (22 Jun 2023 to 31 Dec 2024)
Teimuraz Barbakadze
IRN TXB01107
- CF30 Customer (1 Nov 2007 to 6 Jan 2009)
- CF27 Investment Management (17 Aug 2007 to 31 Oct 2007)
Terence Wood
IRN TBW01019
- CF30 Customer (23 Sep 2015 to 19 Jun 2019)
- CF27 Investment Management (24 Sep 2007 to 31 Oct 2007)
Terry Coles
IRN TXC01111
- CF30 Customer (1 Nov 2007 to 10 Sep 2010)
- CF27 Investment Management (5 Oct 2006 to 31 Oct 2007)
Terry James George O'Brien
IRN TXO01086
- CF26 Customer Trading (7 Aug 2002 to 10 Jun 2005)

Smaller firms operating under this firm's FCA authorisation.

R & SA Marketing Services Plc (no longer appointed)
FRN 214818 · Appointed 11 Jul 2002 · Until 9 Feb 2012
RSAIFS Marketing Services Limited (no longer appointed)
FRN 200812 · Appointed 6 Apr 1994 · Until 1 Jul 2002

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.