Columbia Threadneedle Fund Management Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Andrew Herbert Woodley
IRN AHW01018
- CF30 Customer (1 Nov 2007 to 5 Mar 2012)
- CF26 Customer Trading (4 Jun 2003 to 31 Oct 2007)
Andrew John Carter
IRN AJC01192
- CF30 Customer (1 Nov 2007 to 5 Mar 2012)
- CF26 Customer Trading (29 May 2007 to 31 Oct 2007)
Andrew John Hudson
IRN AJH01209
- CF27 Investment Management (30 Jun 2003 to 31 Dec 2003)
Andrew John Tunks
IRN AJT01138
- CF27 Investment Management (4 Jun 2003 to 31 Dec 2004)
Andrew Kevin Penman
IRN AKP01014
- CF30 Customer (12 Oct 2015 to 31 Jul 2019)
Andrew Lake
IRN APL01049
- CF30 Customer (1 Nov 2007 to 30 Jun 2010)
- CF27 Investment Management (14 Jun 2006 to 31 Oct 2007)
Andrew Martin Yeowell
IRN AMY01008
- CF30 Customer (1 Nov 2007 to 5 Mar 2012)
- CF26 Customer Trading (8 Oct 2007 to 31 Oct 2007)
- CF27 Investment Management (11 Oct 2004 to 31 Oct 2007)
Andrew Michael Anthony Smith
IRN AMS01108
- CF11 Money Laundering Reporting (1 Jul 2002 to 28 Nov 2014)
Andrew Michael Pennells
IRN AMP00005
- CF21 Investment Adviser (1 Dec 2001 to 1 Jul 2002)
Andrew Millar Law
IRN AML01059
- CF27 Investment Management (7 Aug 2002 to 2 Dec 2002)

Smaller firms operating under this firm's FCA authorisation.

R & SA Marketing Services Plc (no longer appointed)
FRN 214818 · Appointed 11 Jul 2002 · Until 9 Feb 2012
RSAIFS Marketing Services Limited (no longer appointed)
FRN 200812 · Appointed 6 Apr 1994 · Until 1 Jul 2002

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.