Andrew Kevin Penman

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Columbia Threadneedle Management Limited (no longer approved here)
FRN 119230
- [FCA CF] Client dealing (9 Dec 2019 to 15 Dec 2023)
- CF30 Customer (18 Dec 2012 to 8 Dec 2019)
Columbia Threadneedle Fund Management Limited (no longer approved here)
FRN 121940
- CF30 Customer (12 Oct 2015 to 31 Jul 2019)
Columbia Threadneedle Investment Business Limited (no longer approved here)
FRN 177896
- CF30 Customer (18 Dec 2012 to 31 Jul 2019)
BARCLAYS INVESTMENT SOLUTIONS LIMITED (no longer approved here)
FRN 155595
- CF21 Investment Adviser (1 Dec 2001 to 18 Aug 2006)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.