Andrew Herbert Woodley

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

AFH Independent Financial Services Limited (no longer approved here)
FRN 216704
- [FCA CF] Client dealing (16 Mar 2023 to 7 Feb 2024)
- [FCA CF] Functions requiring qualifications (16 Mar 2023 to 7 Feb 2024)
St. James's Place Wealth Management Plc (no longer approved here)
FRN 195351
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 9 Sep 2022)
- CF30 Customer (18 Oct 2017 to 9 Sep 2022)
AAGSJP Ltd (no longer approved here)
FRN 402015
- (13)Employed By (18 Oct 2017 to 9 Sep 2022)
Columbia Threadneedle Management Limited (no longer approved here)
FRN 119230
- CF30 Customer (1 Nov 2007 to 31 Dec 2012)
- CF26 Customer Trading (11 Oct 2004 to 31 Oct 2007)
Columbia Threadneedle Fund Management Limited (no longer approved here)
FRN 121940
- CF30 Customer (1 Nov 2007 to 5 Mar 2012)
- CF26 Customer Trading (4 Jun 2003 to 31 Oct 2007)
Columbia Threadneedle Investment Business Limited (no longer approved here)
FRN 177896
- CF30 Customer (1 Nov 2007 to 31 Dec 2012)
- CF26 Customer Trading (16 Jan 2007 to 31 Oct 2007)

Updates to this individual's record on the FCA register.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.