Columbia Threadneedle Fund Management Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Andrew Owen Smith
IRN AOS01013
- CF30 Customer (19 Mar 2019 to 13 Jun 2019)
Andrew William Annan Olding
IRN AWO01013
- CF1 Director (5 Apr 2011 to 15 Jul 2015)
Andrew William Hamilton Trotter
IRN AXT00009
- CF21 Investment Adviser (1 Dec 2001 to 1 Jul 2002)
Angela Ghouse
IRN AXG00290
- [FCA CF] Material risk taker (since 8 Nov 2021)
- [FCA CF] Significant management (since 8 Nov 2021)
Angus Rex William Halkett
IRN ARH01120
- CF27 Investment Management (2 Dec 2004 to 1 Sep 2005)
Ann Lindsay Roughead
IRN ALR01043
- Director of firm who is not a certification employee or a SMF manager (1 Apr 2023 to 31 Dec 2025)
Anna Mary O'Donoghue
IRN AMO01028
- CF30 Customer (1 Nov 2007 to 30 Jun 2008)
- CF27 Investment Management (31 Oct 2006 to 31 Oct 2007)
Anna Vandor
IRN AXV01183
- CF30 Customer (1 Nov 2007 to 31 Mar 2011)
- CF27 Investment Management (26 Feb 2007 to 31 Oct 2007)
Anthony Evangelos Linehan
IRN AEL01050
- CF30 Customer (1 Nov 2007 to 5 Mar 2012)
- CF27 Investment Management (13 Sep 2007 to 31 Oct 2007)
Anthony Frank Tomlinson
IRN AFT01013
- CF17 Significant Mgt (Other Business Operations) (23 Nov 2004 to 31 Mar 2005)

Smaller firms operating under this firm's FCA authorisation.

R & SA Marketing Services Plc (no longer appointed)
FRN 214818 · Appointed 11 Jul 2002 · Until 9 Feb 2012
RSAIFS Marketing Services Limited (no longer appointed)
FRN 200812 · Appointed 6 Apr 1994 · Until 1 Jul 2002

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.