Columbia Threadneedle Fund Management Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Anthony Graham Brown
IRN AGB01065
- CF27 Investment Management (4 Jun 2003 to 29 Sep 2006)
Anthony Paul David
IRN APD01108
- CF30 Customer (18 Apr 2017 to 5 Jun 2019)
Anthony Thomas Willis
IRN ATW01030
- CF30 Customer (18 Apr 2017 to 19 Jun 2019)
Antonio Cohen Serra
IRN ACS01119
- CF27 Investment Management (11 Oct 2004 to 31 May 2006)
Antony Foster
IRN AXF00076
- CF21 Investment Adviser (1 Dec 2001 to 22 Jan 2002)
April LaRusse
IRN AIL01010
- CF30 Customer (1 Nov 2007 to 3 Jun 2008)
- CF27 Investment Management (24 Jan 2007 to 31 Oct 2007)
Arnal Patel
IRN AXP01209
- CF30 Customer (1 Nov 2007 to 5 Mar 2012)
- CF26 Customer Trading (11 Oct 2004 to 31 Oct 2007)
Asimakis Kaketsis
IRN AXK01125
- CF30 Customer (1 Nov 2007 to 7 Feb 2008)
- CF27 Investment Management (3 Jan 2006 to 31 Oct 2007)
Atul Patel
IRN AXP01204
- CF27 Investment Management (11 Oct 2004 to 31 Oct 2004)
BRYAN Oliver
IRN BXO01121
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 8 Nov 2021)
- CF11 Money Laundering Reporting (12 Nov 2014 to 8 Dec 2019)

Smaller firms operating under this firm's FCA authorisation.

R & SA Marketing Services Plc (no longer appointed)
FRN 214818 · Appointed 11 Jul 2002 · Until 9 Feb 2012
RSAIFS Marketing Services Limited (no longer appointed)
FRN 200812 · Appointed 6 Apr 1994 · Until 1 Jul 2002

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.