Columbia Threadneedle Fund Management Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Barry Mcinerney
IRN BSM01037
- CF1 Director (29 May 2014 to 6 May 2016)
Barry Merritt Cooper
IRN BMC01047
- CF1 Director (23 May 2014 to 26 Jun 2019)
Benjamin Apfel
IRN BXA01386
- [FCA CF] Material risk taker (since 9 Dec 2019)
- [FCA CF] Significant management (since 9 Dec 2019)
- CF1 Director (13 Dec 2013 to 19 Jul 2018)
- CF29 Significant management (9 Jul 2012 to 13 Dec 2013)
Benjamin John Akrigg
IRN BJA01013
- CF30 Customer (1 Nov 2007 to 5 Mar 2012)
- CF27 Investment Management (9 Nov 2005 to 31 Oct 2007)
Benjamin William Fox
IRN BWF01009
- CF30 Customer (25 Aug 2015 to 2 May 2017)
Brian Andrew Corris
IRN BAC01032
- CF21 Investment Adviser (7 Aug 2002 to 12 May 2003)
Brian George Tilson
IRN BGT01016
- CF28 Systems and controls (7 Dec 2011 to 31 Jul 2013)
Brian Jonathan Tierney
IRN JXT01261
- CF27 Investment Management (7 Aug 2002 to 30 Mar 2005)
Brian Paul Larcombe
IRN BPL01012
- CF2 Non Executive Director (6 Feb 2010 to 3 Feb 2011)
CATHERINE Sathiamoorthy
IRN CXS02037
- CF30 Customer (22 Sep 2015 to 18 Jun 2019)

Smaller firms operating under this firm's FCA authorisation.

R & SA Marketing Services Plc (no longer appointed)
FRN 214818 · Appointed 11 Jul 2002 · Until 9 Feb 2012
RSAIFS Marketing Services Limited (no longer appointed)
FRN 200812 · Appointed 6 Apr 1994 · Until 1 Jul 2002

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.