Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Pyrford International Limited
FRN 122137
- [FCA CF] Significant management (since 18 Feb 2022)
- [FCA CF] Material risk taker (since 18 Feb 2022)
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Columbia Threadneedle Management Limited
FRN 119230
- [FCA CF] Significant management (since 9 Dec 2019)
- [FCA CF] Material risk taker (since 9 Dec 2019)
- CF29 Significant management (9 Jul 2012 to 8 Dec 2019)
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Columbia Threadneedle REP AM Limited
FRN 119283
- [FCA CF] Material risk taker (since 9 Dec 2019)
- [FCA CF] Significant management (since 9 Dec 2019)
- CF29 Significant management (9 Jul 2012 to 8 Dec 2019)
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- [FCA CF] Material risk taker (since 9 Dec 2019)
- [FCA CF] Significant management (since 9 Dec 2019)
- CF1 Director (13 Dec 2013 to 19 Jul 2018)
- CF29 Significant management (9 Jul 2012 to 13 Dec 2013)
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- [FCA CF] Material risk taker (since 9 Dec 2019)
- [FCA CF] Significant management (since 9 Dec 2019)
- CF1 Director (13 Dec 2013 to 19 Jul 2018)
- CF29 Significant management (9 Jul 2012 to 13 Dec 2013)
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THAMES RIVER CAPITAL LLP
FRN 426349
- [FCA CF] Significant management (since 9 Dec 2019)
- [FCA CF] Material risk taker (since 9 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.