BRYAN Oliver

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bank of Montreal (no longer approved here)

    FRN 124788

    • [FCA CF] Material risk taker (1 Jun 2022 to 5 Apr 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (7 Mar 2016 to 2 Apr 2024)
    • CF11 Money Laundering Reporting (18 Aug 2014 to 6 Mar 2016)
  • BMO Capital Markets Limited (no longer approved here)

    FRN 170937

    • [FCA CF] Material risk taker (1 Jun 2020 to 5 Apr 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 2 Apr 2024)
    • CF11 Money Laundering Reporting (18 Aug 2014 to 8 Dec 2019)
  • Columbia Threadneedle Management Limited (no longer approved here)

    FRN 119230

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 8 Nov 2021)
    • CF11 Money Laundering Reporting (12 Nov 2014 to 8 Dec 2019)
  • Columbia Threadneedle REP AM Limited (no longer approved here)

    FRN 119283

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 8 Nov 2021)
    • CF11 Money Laundering Reporting (12 Nov 2014 to 8 Dec 2019)
  • Columbia Threadneedle Fund Management Limited (no longer approved here)

    FRN 121940

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 8 Nov 2021)
    • CF11 Money Laundering Reporting (12 Nov 2014 to 8 Dec 2019)
  • Pyrford International Limited (no longer approved here)

    FRN 122137

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 8 Nov 2021)
    • CF11 Money Laundering Reporting (24 Aug 2015 to 8 Dec 2019)
  • Columbia Threadneedle Investment Business Limited (no longer approved here)

    FRN 177896

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 8 Nov 2021)
    • CF11 Money Laundering Reporting (12 Nov 2014 to 8 Dec 2019)
  • THAMES RIVER CAPITAL LLP (no longer approved here)

    FRN 426349

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 8 Nov 2021)
    • CF11 Money Laundering Reporting (12 Nov 2014 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.