Andrew Lake

• Mirabaud Asset Management Limited

  FRN 122140

  • [FCA CF] Client dealing (since 29 Mar 2021)
  • [FCA CF] Material risk taker (since 29 Mar 2021)
  • [FCA CF] Manager of certification employee (since 29 Mar 2021)
  • CF29 Significant management (3 Apr 2013 to 8 Dec 2019)
  • CF30 Customer (3 Jan 2013 to 8 Dec 2019)
• Aviva Investors Global Services Limited (no longer approved here)

  FRN 119178

  • CF30 Customer (13 Aug 2010 to 31 Dec 2012)
• Columbia Threadneedle Management Limited (no longer approved here)

  FRN 119230

  • CF30 Customer (1 Nov 2007 to 30 Jun 2010)
  • CF27 Investment Management (14 Jun 2006 to 31 Oct 2007)
• Columbia Threadneedle REP AM Limited (no longer approved here)

  FRN 119283

  • CF30 Customer (1 Nov 2007 to 4 Feb 2010)
  • CF27 Investment Management (14 Jun 2006 to 31 Oct 2007)
• Columbia Threadneedle Fund Management Limited (no longer approved here)

  FRN 121940

  • CF30 Customer (1 Nov 2007 to 30 Jun 2010)
  • CF27 Investment Management (14 Jun 2006 to 31 Oct 2007)
• Columbia Threadneedle Investment Business Limited (no longer approved here)

  FRN 177896

  • CF30 Customer (1 Nov 2007 to 30 Jun 2010)
  • CF27 Investment Management (16 Jan 2007 to 31 Oct 2007)
• BlackRock Investment Management (UK) Limited (no longer approved here)

  FRN 119293

  • CF27 Investment Management (1 Dec 2001 to 31 Mar 2006)

No changes recorded yet.