Columbia Threadneedle Fund Management Limited

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Nicholas John Justin Woodward
IRN NJW01174
- CF30 Customer (2 Oct 2015 to 14 Apr 2016)
Nicholas John Ring
IRN NJR01045
- SMF3 Executive Director (8 Jul 2022 to 29 Nov 2023)
Nicholas Patrick Pennington
IRN NPP01010
- CF27 Investment Management (10 Apr 2007 to 25 May 2007)
Nicholas Richard William Timberlake
IRN NRT01018
- CF27 Investment Management (11 Oct 2004 to 8 Apr 2005)
Nicholas Rupert MacAndrew
IRN NRM01029
- CF2 Non Executive Director (23 Feb 2010 to 3 Feb 2011)
Nicholas Sauer
IRN NXS02296
- CF30 Customer (31 Dec 2016 to 18 Jun 2019)
Nicholas Ventress
IRN NXV01034
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jun 2002)
- CF21 Investment Adviser (1 Dec 2001 to 1 Jul 2002)
Nick Criticos
IRN NXC01097
- CF29 Significant management (1 Nov 2007 to 20 May 2019)
- CF17 Significant Mgt (Other Business Operations) (23 Nov 2004 to 31 Oct 2007)
- CF3 Chief Executive (1 Jul 2002 to 28 Jun 2002)
- CF1 Director (1 Dec 2001 to 15 Sep 2010)
- CF8 Apportionment and Oversight (1 Dec 2001 to 1 Jul 2002)
Nicola Margaret Thorpe
IRN NMT01027
- CF30 Customer (11 Aug 2015 to 18 Jun 2019)
Nigel Charles Carter
IRN NCC00014
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 7 Apr 2002)

Smaller firms operating under this firm's FCA authorisation.

R & SA Marketing Services Plc (no longer appointed)
FRN 214818 · Appointed 11 Jul 2002 · Until 9 Feb 2012
RSAIFS Marketing Services Limited (no longer appointed)
FRN 200812 · Appointed 6 Apr 1994 · Until 1 Jul 2002

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.