Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bankhall Support Services Limited (no longer approved here)

    FRN 164877

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 30 Jun 2022)
    • CF2 Non Executive Director (7 Mar 2013 to 8 Dec 2019)
  • Columbia Threadneedle REP AM Limited (no longer approved here)

    FRN 119283

    • CF30 Customer (23 Sep 2010 to 7 Jul 2015)
    • CF1 Director (4 Mar 2009 to 20 May 2019)
    • CF3 Chief Executive (4 Mar 2009 to 20 May 2019)
    • CF29 Significant management (1 Nov 2007 to 4 Mar 2009)
    • CF17 Significant Mgt (Other Business Operations) (23 Nov 2004 to 31 Oct 2007)
  • THAMES RIVER CAPITAL LLP (no longer approved here)

    FRN 426349

    • CF29 Significant management (23 Sep 2010 to 20 May 2019)
  • Columbia Threadneedle Management Limited (no longer approved here)

    FRN 119230

    • CF29 Significant management (1 Nov 2007 to 20 May 2019)
    • CF17 Significant Mgt (Other Business Operations) (23 Nov 2004 to 31 Oct 2007)
  • Columbia Threadneedle Fund Management Limited (no longer approved here)

    FRN 121940

    • CF29 Significant management (1 Nov 2007 to 20 May 2019)
    • CF17 Significant Mgt (Other Business Operations) (23 Nov 2004 to 31 Oct 2007)
    • CF3 Chief Executive (1 Jul 2002 to 28 Jun 2002)
    • CF1 Director (1 Dec 2001 to 15 Sep 2010)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 1 Jul 2002)
  • Columbia Threadneedle Investment Business Limited (no longer approved here)

    FRN 177896

    • CF29 Significant management (1 Nov 2007 to 20 May 2019)
    • CF17 Significant Mgt (Other Business Operations) (23 Nov 2004 to 31 Oct 2007)
    • CF1 Director (28 Jan 2003 to 11 Oct 2004)

Recent activity

Updates to this individual's record on the FCA register.

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