Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (3 Mar 2020 to 4 Sep 2020)
- [FCA CF] Manager of certification employee (3 Mar 2020 to 4 Sep 2020)
- CF30 Customer (20 Aug 2010 to 8 Dec 2019)
- CF27 Investment Management (21 Apr 2005 to 30 Jun 2006)
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- [FCA CF] Manager of certification employee (19 Sep 2018 to 8 Jan 2019)
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- CF27 Investment Management (11 Oct 2004 to 8 Apr 2005)
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- CF27 Investment Management (1 Dec 2001 to 8 Apr 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.