Columbia Threadneedle Fund Management Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

John Brown Forgie
IRN JBF00003
- CF21 Investment Adviser (1 Dec 2001 to 31 Jul 2002)
John Chan Wai Wong
IRN JCW01093
- CF27 Investment Management (7 Aug 2002 to 30 Sep 2002)
John Edward Scott
IRN JES01055
- CF30 Customer (1 Nov 2007 to 5 Mar 2012)
- CF27 Investment Management (7 Aug 2002 to 31 Oct 2007)
John Jones
IRN JDJ01016
- CF22 Investment Adviser (Trainee) (17 Jun 2002 to 17 Jun 2002)
- CF21 Investment Adviser (17 Jun 2002 to 1 Jul 2002)
John Joseph Hayes
IRN JJH01055
- CF27 Investment Management (11 Oct 2004 to 31 Oct 2005)
John Lawrie Campbell
IRN JLC01075
- CF21 Investment Adviser (17 Jun 2002 to 21 Jun 2002)
- CF22 Investment Adviser (Trainee) (1 Jan 2002 to 17 Jun 2002)
John Michael Cahill
IRN JMC01296
- CF27 Investment Management (17 Jan 2006 to 11 Aug 2006)
John Moody
IRN JXM00133
- CF21 Investment Adviser (1 Dec 2001 to 1 Dec 2001)
John William Connor
IRN JWC00022
- CF21 Investment Adviser (1 Dec 2001 to 1 Jul 2002)
Jon Frensham
IRN JJH00031
- CF22 Investment Adviser (Trainee) (1 Feb 2002 to 1 Jul 2002)

Smaller firms operating under this firm's FCA authorisation.

R & SA Marketing Services Plc (no longer appointed)
FRN 214818 · Appointed 11 Jul 2002 · Until 9 Feb 2012
RSAIFS Marketing Services Limited (no longer appointed)
FRN 200812 · Appointed 6 Apr 1994 · Until 1 Jul 2002

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.