Columbia Threadneedle Fund Management Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Jonathan Andrew Knight Cummins
IRN JAC01206
- CF30 Customer (1 Nov 2007 to 17 Jan 2008)
- CF27 Investment Management (6 Nov 2003 to 31 Oct 2007)
Jonathan Andrew Scammell
IRN JAS00051
- CF21 Investment Adviser (1 Dec 2001 to 1 Jul 2002)
Jonathan Barrie Smith
IRN JBS01097
- CF30 Customer (8 Feb 2018 to 18 Jun 2019)
Jonathan Daniel Mann
IRN JDM01074
- CF30 Customer (18 Aug 2015 to 12 Jun 2019)
- CF27 Investment Management (26 Oct 2005 to 31 Oct 2007)
Jonathan Donald Toub
IRN JXT01447
- CF27 Investment Management (17 Jan 2005 to 22 Feb 2007)
Jonathan Jason Allen
IRN JJA00006
- CF21 Investment Adviser (1 Dec 2001 to 30 Jun 2002)
Jonathan Paul Gilman
IRN JPG00043
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 4 Jan 2002)
Jonathan Robert Martin
IRN JRM01151
- CF26 Customer Trading (4 Jun 2003 to 27 Oct 2004)
Jorry Rask Noeddekaer
IRN JRN01044
- CF30 Customer (2 Apr 2008 to 31 Mar 2010)
Jose Salinas
IRN JXS02106
- CF27 Investment Management (28 Oct 2005 to 1 Sep 2006)

Smaller firms operating under this firm's FCA authorisation.

R & SA Marketing Services Plc (no longer appointed)
FRN 214818 · Appointed 11 Jul 2002 · Until 9 Feb 2012
RSAIFS Marketing Services Limited (no longer appointed)
FRN 200812 · Appointed 6 Apr 1994 · Until 1 Jul 2002

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.