Columbia Threadneedle Fund Management Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Joyce Anne Oliver
IRN JAO00009
- CF21 Investment Adviser (1 Dec 2001 to 1 Jul 2002)
Juan Martin Richards
IRN JMR01246
- CF30 Customer (23 Dec 2014 to 18 Jun 2019)
Julia Buchanan Clark
IRN JBC01033
- CF30 Customer (14 Aug 2015 to 15 Sep 2017)
- CF27 Investment Management (7 Aug 2002 to 31 Oct 2007)
Julia Casson
IRN JXC02544
- CF29 Significant management (11 Jun 2014 to 31 Dec 2014)
Julian Mark Stanley Cane
IRN JMC01126
- CF30 Customer (11 Aug 2015 to 4 Jun 2019)
- CF27 Investment Management (11 Oct 2004 to 31 Oct 2007)
Julian Nigel Rees
IRN JNR00008
- CF21 Investment Adviser (1 Dec 2001 to 21 Apr 2002)
Julie Ann Dent
IRN JAD01107
- CF30 Customer (1 Nov 2007 to 31 Oct 2011)
- CF27 Investment Management (7 Aug 2002 to 31 Oct 2007)
Julie Griffiths
IRN JPJ01012
- [FCA CF] Manager of certification employee (28 Oct 2022 to 28 Sep 2023)
- [FCA CF] Material risk taker (28 Oct 2022 to 28 Sep 2023)
- [FCA CF] Significant management (28 Oct 2022 to 28 Sep 2023)
Julio Obeso
IRN JCO01053
- CF30 Customer (2 Aug 2016 to 13 Jun 2019)
Justin Heinz Joseph Maloney
IRN JHM01040
- CF27 Investment Management (11 Oct 2004 to 31 Oct 2004)

Smaller firms operating under this firm's FCA authorisation.

R & SA Marketing Services Plc (no longer appointed)
FRN 214818 · Appointed 11 Jul 2002 · Until 9 Feb 2012
RSAIFS Marketing Services Limited (no longer appointed)
FRN 200812 · Appointed 6 Apr 1994 · Until 1 Jul 2002

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.