Columbia Threadneedle Fund Management Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Kaori Ishii
IRN KXI01033
- CF27 Investment Management (11 Oct 2004 to 5 Oct 2006)
Katherine Anne Robinson
IRN KAR01031
- CF27 Investment Management (7 Aug 2002 to 1 May 2003)
Keith Edward Percy
IRN KEP01007
- CF2 Non Executive Director (22 Nov 2011 to 16 May 2014)
Keith Jones
IRN KXJ01057
- CF2 Non Executive Director (24 Nov 2011 to 16 May 2014)
Keith Leonard Bedell-Pearce
IRN KLB01035
- CF2 Non Executive Director (22 Feb 2010 to 16 May 2014)
Keith Robinson
IRN KXR01138
- CF27 Investment Management (17 Sep 2002 to 31 Jan 2005)
Kelly Prior
IRN KXP01129
- CF30 Customer (14 Sep 2015 to 18 Jun 2019)
Kenneth John Back
IRN KJB01091
- CF1 Director (1 Jul 2002 to 27 Oct 2004)
Kerry Siow Hong Goh
IRN KSG01026
- CF27 Investment Management (11 Oct 2004 to 11 Nov 2004)
Kevin Gerard Mathews
IRN KGM01025
- CF30 Customer (1 Nov 2007 to 4 Mar 2011)
- CF27 Investment Management (11 Oct 2004 to 31 Oct 2007)

Smaller firms operating under this firm's FCA authorisation.

R & SA Marketing Services Plc (no longer appointed)
FRN 214818 · Appointed 11 Jul 2002 · Until 9 Feb 2012
RSAIFS Marketing Services Limited (no longer appointed)
FRN 200812 · Appointed 6 Apr 1994 · Until 1 Jul 2002

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.