Columbia Threadneedle Fund Management Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Kevin Gopaul
IRN KXG01605
- CF29 Significant management (8 Aug 2017 to 8 Dec 2019)
- CF30 Customer (8 Aug 2017 to 6 Jun 2019)
Kevin Patrick Reilly
IRN KPR00003
- CF21 Investment Adviser (1 Dec 2001 to 1 Jul 2002)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 1 Jul 2002)
Kevin Paul Martin Thomas
IRN KPT00007
- CF21 Investment Adviser (1 Dec 2001 to 22 Mar 2002)
Kevin Richardson Whittle
IRN KXW01200
- CF27 Investment Management (7 Aug 2002 to 1 May 2003)
Kevin Thomas Dawson
IRN KTD00004
- CF21 Investment Adviser (1 Dec 2001 to 1 Jul 2002)
Kieran Charles Poynter
IRN KCP01018
- CF2 Non Executive Director (12 Feb 2010 to 8 Dec 2019)
Kieran Peter Fitzgerald
IRN KPF01006
- CF27 Investment Management (11 Oct 2004 to 13 Feb 2005)
Kofi Osafo-Maafo
IRN KXO01039
- CF27 Investment Management (27 Jun 2003 to 30 Mar 2007)
Kristi Lynne Mitchem
IRN KXM14540
- SMF3 Executive Director (9 Dec 2019 to 8 Nov 2021)
- CF1 Director (22 May 2019 to 8 Dec 2019)
Lance William Edwards
IRN LWE01000
- CF29 Significant management (1 Nov 2007 to 30 Jun 2011)
- CF20 Significant Mgt (Settlements) (16 Feb 2006 to 31 Oct 2007)
- CF17 Significant Mgt (Other Business Operations) (16 Feb 2006 to 31 Oct 2007)

Smaller firms operating under this firm's FCA authorisation.

R & SA Marketing Services Plc (no longer appointed)
FRN 214818 · Appointed 11 Jul 2002 · Until 9 Feb 2012
RSAIFS Marketing Services Limited (no longer appointed)
FRN 200812 · Appointed 6 Apr 1994 · Until 1 Jul 2002

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.