Kevin Thomas Dawson

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Dawson Mortgage Services Ltd

    FRN 921502

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • SMF3 Executive Director (since 5 May 2020)
    • Responsibility for MCD Intermediation (since 5 May 2020)
    • Responsible for Insurance Distribution (since 5 May 2020)
    • [FCA CF] Functions requiring qualifications (since 5 May 2020)
    • SMF16 Compliance Oversight (since 5 May 2020)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • CF30 Customer (1 Nov 2007 to 31 Dec 2012)
    • CF7 Sole Trader (AR) (26 Sep 2006 to 31 Jan 2007)
    • CF21 Investment Adviser (26 Sep 2006 to 31 Oct 2007)
  • BBT Group Ltd (no longer approved here)

    FRN 189722

    • Employed By (5 Jul 2006 to 16 Nov 2006)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF21 Investment Adviser (30 Oct 2002 to 16 Nov 2006)
  • Bebbington Brumby Financial Management Limited (no longer approved here)

    FRN 192564

    • Employed By (30 Oct 2002 to 5 Jul 2006)
  • Phoenix Life Limited (no longer approved here)

    FRN 110418

    • CF21 Investment Adviser (1 Dec 2001 to 11 Oct 2002)
  • Columbia Threadneedle Fund Management Limited (no longer approved here)

    FRN 121940

    • CF21 Investment Adviser (1 Dec 2001 to 1 Jul 2002)

Recent activity

Updates to this individual's record on the FCA register.

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