Columbia Threadneedle Fund Management Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Laura Kate Francesca Jevons
IRN LKJ01005
- CF26 Customer Trading (26 Jun 2003 to 27 Oct 2004)
Laurence Richard Llewellyn
IRN LRL01003
- CF29 Significant management (25 Sep 2009 to 29 Feb 2012)
- CF17 Significant Mgt (Other Business Operations) (23 Nov 2004 to 11 Oct 2005)
Lay Peng Soh
IRN LPS01018
- CF30 Customer (1 Nov 2007 to 31 May 2008)
- CF27 Investment Management (11 Oct 2004 to 31 Oct 2007)
Lianne Michelle Walsh
IRN LMW01093
- CF30 Customer (16 Dec 2015 to 19 Jun 2019)
Linda Anne Daws
IRN LAD00007
- CF21 Investment Adviser (1 Dec 2001 to 1 Jul 2002)
Lionel Pierre Oster
IRN LXO01020
- CF27 Investment Management (11 Oct 2004 to 2 Mar 2006)
Lisa Anne Yvonne Thomas
IRN LAT00021
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 1 Jul 2002)
Luc Hector T Leclercq
IRN LXL01093
- CF29 Significant management (1 Nov 2007 to 30 Jun 2011)
- CF17 Significant Mgt (Other Business Operations) (11 Oct 2004 to 31 Oct 2007)
- CF20 Significant Mgt (Settlements) (11 Oct 2004 to 31 Oct 2007)
Lucinda Jane Corby
IRN LJC01057
- CF27 Investment Management (11 May 2004 to 31 Dec 2004)
Lucy Jenkins
IRN LXJ00058
- [FCA CF] CASS oversight function (since 1 Jun 2020)

Smaller firms operating under this firm's FCA authorisation.

R & SA Marketing Services Plc (no longer appointed)
FRN 214818 · Appointed 11 Jul 2002 · Until 9 Feb 2012
RSAIFS Marketing Services Limited (no longer appointed)
FRN 200812 · Appointed 6 Apr 1994 · Until 1 Jul 2002

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.