Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Stifel Nicolaus Europe Limited
FRN 190412
- [FCA CF] Manager of certification employee (since 1 Jun 2025)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (3 Feb 2015 to 8 Dec 2019)
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- CF30 Customer (22 Dec 2011 to 9 Jan 2014)
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- CF27 Investment Management (17 Jan 2006 to 11 Aug 2006)
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- CF27 Investment Management (17 Jan 2006 to 11 Aug 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.