Columbia Threadneedle Fund Management Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Gordon James Humphries
IRN GJH01069
- CF17 Significant Mgt (Other Business Operations) (11 Jun 2003 to 31 Jul 2006)
- CF21 Investment Adviser (7 Aug 2002 to 31 Jul 2006)
Gordon Robert Haysmith
IRN GRH01045
- CF30 Customer (1 Nov 2007 to 5 Mar 2012)
- CF21 Investment Adviser (7 Aug 2002 to 31 Oct 2007)
Gordon William Happell
IRN GWH01066
- CF30 Customer (31 Jul 2015 to 7 Jun 2019)
Graeme Alan Bencke
IRN GXB01203
- CF27 Investment Management (11 Oct 2004 to 16 Sep 2005)
Graham Douglas Whittaker
IRN GDW01031
- CF30 Customer (1 Nov 2007 to 5 Mar 2012)
- CF26 Customer Trading (11 Oct 2004 to 31 Oct 2007)
Graham John Bowater
IRN GXB00123
- CF21 Investment Adviser (1 Dec 2001 to 3 May 2002)
Graham Michael Joblin
IRN GMJ01026
- CF26 Customer Trading (7 Aug 2002 to 4 Nov 2002)
Grahame Beales
IRN GXB01343
- CF30 Customer (1 Nov 2007 to 31 Dec 2008)
- CF26 Customer Trading (7 Aug 2002 to 31 Oct 2007)
Gregory David Osborne
IRN GDO01009
- CF10 Compliance Oversight (1 Dec 2001 to 1 Jul 2002)
- CF11 Money Laundering Reporting (1 Dec 2001 to 1 Jul 2002)
Gregory Paul Skinner
IRN GPS01083
- [FCA CF] Manager of certification employee (since 1 Apr 2025)
- [FCA CF] Material risk taker (since 22 Jul 2024)
- [FCA CF] Significant management (since 22 Jul 2024)

Smaller firms operating under this firm's FCA authorisation.

R & SA Marketing Services Plc (no longer appointed)
FRN 214818 · Appointed 11 Jul 2002 · Until 9 Feb 2012
RSAIFS Marketing Services Limited (no longer appointed)
FRN 200812 · Appointed 6 Apr 1994 · Until 1 Jul 2002

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.