Gordon William Happell

• AXA INVESTMENT MANAGERS UK LIMITED

  FRN 119368

  • [FCA CF] Material risk taker (since 11 Feb 2025)
  • [FCA CF] Client dealing (since 11 Feb 2025)
• Columbia Threadneedle Investment Business Limited (no longer approved here)

  FRN 177896

  • [FCA CF] Client dealing (31 Dec 2023 to 14 Oct 2024)
  • CF30 Customer (5 Jun 2014 to 24 Jul 2019)
• Threadneedle Asset Management Limited (no longer approved here)

  FRN 122194

  • [FCA CF] Client dealing (2 Aug 2023 to 14 Oct 2024)
• Threadneedle International Limited (no longer approved here)

  FRN 143014

  • [FCA CF] Client dealing (2 Aug 2023 to 14 Oct 2024)
• Columbia Threadneedle Management Limited (no longer approved here)

  FRN 119230

  • [FCA CF] Client dealing (9 Dec 2019 to 14 Oct 2024)
  • CF30 Customer (5 Jun 2014 to 8 Dec 2019)
• Columbia Threadneedle Fund Management Limited (no longer approved here)

  FRN 121940

  • CF30 Customer (31 Jul 2015 to 7 Jun 2019)
• Janus Henderson Investors UK Limited (no longer approved here)

  FRN 121857

  • CF30 Customer (3 Jan 2011 to 26 Apr 2013)
• Janus Henderson Fund Management UK Limited (no longer approved here)

  FRN 121859

  • CF30 Customer (3 Jan 2011 to 26 Apr 2013)
• Scottish Equitable Plc (no longer approved here)

  FRN 165548

  • CF30 Customer (6 Jan 2010 to 6 Aug 2010)
• Aegon Asset Management Ltd (no longer approved here)

  FRN 515464

  • Employed By (6 Jan 2010 to 6 Aug 2010)

No changes recorded yet.