Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Columbia Threadneedle Management Limited
FRN 119230
- [FCA CF] Manager of certification employee (since 1 Apr 2025)
- [FCA CF] Material risk taker (since 22 Jul 2024)
- [FCA CF] Significant management (since 2 Jun 2020)
- [FCA CF] Client dealing (2 Jun 2020 to 22 Jul 2024)
- [FCA CF] Manager of certification employee (2 Jun 2020 to 22 Jul 2024)
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- [FCA CF] Manager of certification employee (since 1 Apr 2025)
- [FCA CF] Material risk taker (since 22 Jul 2024)
- [FCA CF] Significant management (since 22 Jul 2024)
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Threadneedle Asset Management Limited
FRN 122194
- [FCA CF] Manager of certification employee (since 1 Apr 2025)
- [FCA CF] Material risk taker (since 22 Jul 2024)
- [FCA CF] Significant management (since 22 Jul 2024)
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Threadneedle International Limited
FRN 143014
- [FCA CF] Manager of certification employee (since 1 Apr 2025)
- [FCA CF] Material risk taker (since 22 Jul 2024)
- [FCA CF] Significant management (since 22 Jul 2024)
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Threadneedle Investment Services Limited
FRN 190437
- [FCA CF] Manager of certification employee (since 1 Apr 2025)
- [FCA CF] Significant management (since 22 Jul 2024)
- [FCA CF] Material risk taker (since 22 Jul 2024)
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- CF21 Investment Adviser (10 Apr 2003 to 17 Oct 2003)
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- CF21 Investment Adviser (10 Apr 2003 to 17 Oct 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.