Columbia Threadneedle Fund Management Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Gregory Peter Richmond
IRN GPR01016
- CF27 Investment Management (7 Aug 2002 to 26 Oct 2002)
Guy Alan Chantler
IRN GAC00028
- CF21 Investment Adviser (1 Dec 2001 to 1 Jul 2002)
Hamish John Garrow Mair
IRN HJM01054
- [FCA CF] Material risk taker (since 1 Jun 2021)
- CF30 Customer (10 Dec 2016 to 11 Jun 2019)
Helen Roberts
IRN HXR01033
- CF30 Customer (1 Nov 2007 to 5 Mar 2012)
- CF27 Investment Management (11 Oct 2004 to 31 Oct 2007)
Helen Threadgill
IRN HXT01068
- CF27 Investment Management (11 Oct 2004 to 31 Oct 2004)
Helene Ruth Williamson
IRN HRW01008
- CF29 Significant management (1 Nov 2007 to 5 Sep 2011)
- CF30 Customer (1 Nov 2007 to 5 Sep 2011)
- CF17 Significant Mgt (Other Business Operations) (23 Nov 2004 to 31 Oct 2007)
- CF27 Investment Management (11 Oct 2004 to 31 Oct 2007)
Henry Benjamin Waight
IRN HXW08215
- CF30 Customer (15 Nov 2018 to 19 Jun 2019)
Hilary Elizabeth Aldridge
IRN HEA01003
- CF30 Customer (1 Nov 2007 to 7 Jul 2011)
- CF27 Investment Management (7 Aug 2002 to 31 Oct 2007)
Howard Carter
IRN HXC01056
- CF1 Director (28 Jan 2003 to 16 May 2006)
- CF27 Investment Management (7 Aug 2002 to 1 Jan 2006)
- CF8 Apportionment and Oversight (1 Jul 2002 to 1 Jan 2006)
Howard Kingsley Goodenough
IRN HKG01004
- CF22 Investment Adviser (Trainee) (9 Jan 2002 to 1 Jul 2002)

Smaller firms operating under this firm's FCA authorisation.

R & SA Marketing Services Plc (no longer appointed)
FRN 214818 · Appointed 11 Jul 2002 · Until 9 Feb 2012
RSAIFS Marketing Services Limited (no longer appointed)
FRN 200812 · Appointed 6 Apr 1994 · Until 1 Jul 2002

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.