Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
M&G Investment Management Limited
FRN 119328
- [FCA CF] Client dealing (since 22 Jul 2020)
-
- [FCA CF] Material risk taker (2 Feb 2023 to 22 Mar 2024)
-
- CF30 Customer (14 Jan 2016 to 29 Apr 2019)
-
- CF30 Customer (22 May 2012 to 1 Mar 2013)
-
- CF30 Customer (1 Nov 2007 to 7 Jul 2011)
- CF27 Investment Management (11 Oct 2004 to 31 Oct 2007)
-
- CF30 Customer (1 Nov 2007 to 7 Jul 2011)
- CF27 Investment Management (7 Aug 2002 to 31 Oct 2007)
-
- CF30 Customer (1 Nov 2007 to 7 Jul 2011)
- CF27 Investment Management (16 Jan 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.