Columbia Threadneedle Fund Management Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Hugh Cameron Moir
IRN HXM01250
- [FCA CF] Material risk taker (20 Jul 2021 to 8 Nov 2021)
- [FCA CF] Significant management (9 Dec 2019 to 8 Nov 2021)
- CF10a CASS Oversight function (1 Jun 2012 to 21 Mar 2017)
- CF29 Significant management (4 Aug 2009 to 5 May 2015)
Humbert De Mailly Nesle
IRN HXD01037
- CF30 Customer (22 Apr 2008 to 1 Oct 2008)
Humphrey Peter Carey
IRN HPC01001
- CF27 Investment Management (11 Oct 2004 to 31 Dec 2005)
IAN BRINDLE
IRN IXB01289
- CF2 Non Executive Director (28 Apr 2011 to 10 May 2013)
Ian Andrew Smeeth
IRN IAS00022
- CF21 Investment Adviser (17 Jun 2002 to 1 Jul 2002)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jun 2002)
Ian Barringer
IRN IXB00120
- [FCA CF] Significant management (9 Jul 2021 to 31 Dec 2023)
Ian James Wheatley
IRN IJW01032
- CF27 Investment Management (7 Aug 2002 to 2 Feb 2004)
Ian John Paterson-Brown
IRN IJP01016
- CF14 Risk Assessment (1 Jul 2002 to 6 Jan 2004)
- CF15 Internal Audit (1 Jul 2002 to 3 Feb 2004)
- CF10 Compliance Oversight (1 Jul 2002 to 6 Jan 2004)
- CF1 Director (1 Jul 2002 to 16 May 2006)
Ian John Tait
IRN IJT00010
- CF21 Investment Adviser (1 Dec 2001 to 1 Jul 2002)
Ian Kelley
IRN IXK00037
- [FCA CF] Material risk taker (1 Jun 2021 to 16 Nov 2024)

Smaller firms operating under this firm's FCA authorisation.

R & SA Marketing Services Plc (no longer appointed)
FRN 214818 · Appointed 11 Jul 2002 · Until 9 Feb 2012
RSAIFS Marketing Services Limited (no longer appointed)
FRN 200812 · Appointed 6 Apr 1994 · Until 1 Jul 2002

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.