Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF4 Partner (18 Jan 2011 to 1 Dec 2014)
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- CF1 Director (11 Oct 2004 to 16 May 2006)
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- CF1 Director (28 Jan 2003 to 16 May 2006)
- CF10 Compliance Oversight (1 Dec 2001 to 6 Jan 2004)
- CF15 Internal Audit (1 Dec 2001 to 3 Feb 2004)
- CF14 Risk Assessment (1 Dec 2001 to 6 Jan 2004)
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- CF1 Director (28 Jan 2003 to 16 May 2006)
- CF10 Compliance Oversight (1 Dec 2001 to 6 Jan 2004)
- CF14 Risk Assessment (1 Dec 2001 to 6 Jan 2004)
- CF15 Internal Audit (1 Dec 2001 to 3 Feb 2004)
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- CF10 Compliance Oversight (1 Jul 2002 to 6 Jan 2004)
- CF14 Risk Assessment (1 Jul 2002 to 6 Jan 2004)
- CF15 Internal Audit (1 Jul 2002 to 3 Feb 2004)
- CF1 Director (1 Jul 2002 to 16 May 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.