Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Material risk taker (20 Jul 2021 to 8 Nov 2021)
- [FCA CF] Significant management (9 Dec 2019 to 8 Nov 2021)
- CF10a CASS Oversight function (1 Jun 2012 to 21 Mar 2017)
- CF29 Significant management (4 Aug 2009 to 5 May 2015)
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- [FCA CF] Material risk taker (20 Jul 2021 to 8 Nov 2021)
- [FCA CF] Significant management (9 Dec 2019 to 8 Nov 2021)
- CF10a CASS Oversight function (1 Jun 2012 to 5 May 2015)
- CF29 Significant management (4 Aug 2009 to 8 Dec 2019)
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- SMF3 Executive Director (9 Dec 2019 to 8 Nov 2021)
- CF1 Director (26 Oct 2018 to 8 Dec 2019)
- CF10a CASS Oversight function (1 Jun 2012 to 9 Dec 2016)
- CF29 Significant management (4 Aug 2009 to 5 May 2015)
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- SMF3 Executive Director (9 Dec 2019 to 8 Nov 2021)
- CF1 Director (14 Aug 2019 to 8 Dec 2019)
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- SMF27 Partner (9 Dec 2019 to 8 Nov 2021)
- SMF1 Chief Executive (9 Dec 2019 to 8 Nov 2021)
- CF3 Chief Executive (31 Jan 2014 to 8 Dec 2019)
- CF4 Partner (31 Jan 2014 to 8 Dec 2019)
- CF29 Significant management (31 May 2012 to 5 May 2015)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.