Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Columbia Threadneedle Fund Management Limited (no longer approved here)

    FRN 121940

    • [FCA CF] Material risk taker (20 Jul 2021 to 8 Nov 2021)
    • [FCA CF] Significant management (9 Dec 2019 to 8 Nov 2021)
    • CF10a CASS Oversight function (1 Jun 2012 to 21 Mar 2017)
    • CF29 Significant management (4 Aug 2009 to 5 May 2015)
  • Columbia Threadneedle Investment Business Limited (no longer approved here)

    FRN 177896

    • [FCA CF] Material risk taker (20 Jul 2021 to 8 Nov 2021)
    • [FCA CF] Significant management (9 Dec 2019 to 8 Nov 2021)
    • CF10a CASS Oversight function (1 Jun 2012 to 5 May 2015)
    • CF29 Significant management (4 Aug 2009 to 8 Dec 2019)
  • Columbia Threadneedle Management Limited (no longer approved here)

    FRN 119230

    • SMF3 Executive Director (9 Dec 2019 to 8 Nov 2021)
    • CF1 Director (26 Oct 2018 to 8 Dec 2019)
    • CF10a CASS Oversight function (1 Jun 2012 to 9 Dec 2016)
    • CF29 Significant management (4 Aug 2009 to 5 May 2015)
  • Columbia Threadneedle REP AM Limited (no longer approved here)

    FRN 119283

    • SMF3 Executive Director (9 Dec 2019 to 8 Nov 2021)
    • CF1 Director (14 Aug 2019 to 8 Dec 2019)
  • THAMES RIVER CAPITAL LLP (no longer approved here)

    FRN 426349

    • SMF27 Partner (9 Dec 2019 to 8 Nov 2021)
    • SMF1 Chief Executive (9 Dec 2019 to 8 Nov 2021)
    • CF3 Chief Executive (31 Jan 2014 to 8 Dec 2019)
    • CF4 Partner (31 Jan 2014 to 8 Dec 2019)
    • CF29 Significant management (31 May 2012 to 5 May 2015)

Recent activity

Updates to this individual's record on the FCA register.

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