Columbia Threadneedle Fund Management Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Ian MacFarlane
IRN IPM01018
- CF27 Investment Management (7 Aug 2002 to 7 Aug 2002)
Ian Robinson
IRN IXR01070
- [FCA CF] Material risk taker (1 Jun 2021 to 30 Apr 2023)
- CF30 Customer (1 Nov 2007 to 5 Mar 2012)
- CF27 Investment Management (7 Aug 2002 to 31 Oct 2007)
Ian Staley
IRN IDS00013
- CF21 Investment Adviser (1 Dec 2001 to 1 Jul 2002)
Ian Wyn Williams
IRN IWW00003
- CF21 Investment Adviser (1 Dec 2001 to 1 Jul 2002)
Ioannis Pantelidakis
IRN IXP01333
- CF30 Customer (7 Jun 2018 to 13 Jun 2019)
Irina Hunter
IRN IXC01203
- CF30 Customer (23 Dec 2014 to 7 Jun 2019)
Iris Schoberl
IRN IXS00102
- [FCA CF] Material risk taker (since 1 Jun 2021)
Jacob De Wit
IRN JXD01700
- CF30 Customer (1 Nov 2007 to 30 Sep 2011)
- CF29 Significant management (1 Nov 2007 to 30 Sep 2011)
- CF16 Significant Mgt (Desgntd Investment Business) (19 Sep 2005 to 31 Oct 2007)
- CF27 Investment Management (19 Sep 2005 to 31 Oct 2007)
James Alexander Foster
IRN JAF01097
- CF27 Investment Management (10 Jun 2003 to 14 Feb 2005)
James Anderson
IRN JXA01231
- CF27 Investment Management (7 Aug 2002 to 8 Apr 2004)

Smaller firms operating under this firm's FCA authorisation.

R & SA Marketing Services Plc (no longer appointed)
FRN 214818 · Appointed 11 Jul 2002 · Until 9 Feb 2012
RSAIFS Marketing Services Limited (no longer appointed)
FRN 200812 · Appointed 6 Apr 1994 · Until 1 Jul 2002

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.