Columbia Threadneedle Fund Management Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

James Douglas Innes
IRN JDI01012
- CF27 Investment Management (7 Aug 2002 to 25 Sep 2002)
James Edward Thomas Jenkins
IRN JEJ01017
- [FCA CF] Material risk taker (since 1 Jun 2021)
- CF30 Customer (1 Nov 2007 to 5 Mar 2012)
- CF27 Investment Management (7 Aug 2002 to 31 Oct 2007)
James George Cavanagh
IRN JGC01110
- CF30 Customer (18 Sep 2008 to 5 Mar 2012)
James Harris
IRN JXH03381
- [FCA CF] Material risk taker (since 1 Jan 2026)
James Harwood
IRN JXH01357
- CF27 Investment Management (26 Jun 2003 to 7 Jul 2006)
- CF26 Customer Trading (7 Mar 2003 to 24 Aug 2004)
James Nicholas Lindley
IRN JNL01028
- CF30 Customer (10 Aug 2015 to 11 Jun 2019)
James Perrin
IRN JXP00437
- SMF3 Executive Director (since 16 Mar 2026)
- [FCA CF] Manager of certification employee (since 22 Jul 2024)
- [FCA CF] Significant management (since 22 Jul 2024)
- [FCA CF] Material risk taker (since 22 Jul 2024)
James Wyatt
IRN JXW02048
- CF30 Customer (25 Feb 2010 to 5 Mar 2012)
Jamie John Hooper
IRN JJH01058
- CF27 Investment Management (7 Aug 2002 to 17 Nov 2006)
Jamie Stewart Constable
IRN JSC01054
- CF27 Investment Management (4 Jun 2003 to 4 Jul 2003)

Smaller firms operating under this firm's FCA authorisation.

R & SA Marketing Services Plc (no longer appointed)
FRN 214818 · Appointed 11 Jul 2002 · Until 9 Feb 2012
RSAIFS Marketing Services Limited (no longer appointed)
FRN 200812 · Appointed 6 Apr 1994 · Until 1 Jul 2002

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.