James Harris

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Threadneedle Portfolio Services Limited
FRN 119174
- [FCA CF] Material risk taker (since 1 Jan 2026)
Columbia Threadneedle Management Limited
FRN 119230
- [FCA CF] Material risk taker (since 1 Jan 2026)
Columbia Threadneedle REP AM Limited
FRN 119283
- [FCA CF] Material risk taker (since 1 Jan 2026)
Columbia Threadneedle Fund Management Limited
FRN 121940
- [FCA CF] Material risk taker (since 1 Jan 2026)
Pyrford International Limited
FRN 122137
- [FCA CF] Material risk taker (since 1 Jan 2026)
Threadneedle Asset Management Limited
FRN 122194
- [FCA CF] Material risk taker (since 1 Jan 2026)
Threadneedle International Limited
FRN 143014
- [FCA CF] Material risk taker (since 1 Jan 2026)
Columbia Threadneedle Investment Business Limited
FRN 177896
- [FCA CF] Material risk taker (since 1 Jan 2026)
Threadneedle Investment Services Limited
FRN 190437
- [FCA CF] Material risk taker (since 1 Jan 2026)
THAMES RIVER CAPITAL LLP
FRN 426349
- [FCA CF] Material risk taker (since 1 Jan 2026)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.