James Perrin

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Columbia Threadneedle Fund Management Limited

    FRN 121940

    • SMF3 Executive Director (since 16 Mar 2026)
    • [FCA CF] Manager of certification employee (since 22 Jul 2024)
    • [FCA CF] Material risk taker (since 22 Jul 2024)
    • [FCA CF] Significant management (since 22 Jul 2024)
  • Columbia Threadneedle Investment Business Limited

    FRN 177896

    • SMF3 Executive Director (since 16 Mar 2026)
    • [FCA CF] Manager of certification employee (since 22 Jul 2024)
    • [FCA CF] Material risk taker (since 22 Jul 2024)
    • [FCA CF] Significant management (since 22 Jul 2024)
  • Columbia Threadneedle Management Limited

    FRN 119230

    • [FCA CF] Significant management (since 22 Jul 2024)
    • [FCA CF] Manager of certification employee (since 22 Jul 2024)
    • [FCA CF] Material risk taker (since 22 Jul 2024)
  • Columbia Threadneedle REP AM Limited

    FRN 119283

    • [FCA CF] Manager of certification employee (since 22 Jul 2024)
    • [FCA CF] Material risk taker (since 22 Jul 2024)
    • [FCA CF] Significant management (since 22 Jul 2024)
  • Threadneedle Asset Management Limited

    FRN 122194

    • [FCA CF] Significant management (since 22 Jul 2024)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
  • Threadneedle International Limited

    FRN 143014

    • [FCA CF] Significant management (since 22 Jul 2024)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Material risk taker (since 9 Dec 2019)
  • Threadneedle Investment Services Limited

    FRN 190437

    • [FCA CF] Material risk taker (since 22 Jul 2024)
    • [FCA CF] Significant management (since 22 Jul 2024)
    • [FCA CF] Manager of certification employee (since 22 Jul 2024)
    • SMF3 Executive Director (since 28 Sep 2022)
  • THAMES RIVER CAPITAL LLP

    FRN 426349

    • [FCA CF] Manager of certification employee (since 22 Jul 2024)
    • [FCA CF] Material risk taker (since 22 Jul 2024)
    • [FCA CF] Significant management (since 22 Jul 2024)

Recent activity

Updates to this individual's record on the FCA register.

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