Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF4 Partner (AR) (25 Feb 2013 to 10 Feb 2015)
- CF30 Customer (1 Nov 2007 to 31 Mar 2013)
- CF21 Investment Adviser (19 Nov 2002 to 31 Oct 2007)
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- (2)Employed By (25 Feb 2013 to 10 Feb 2015)
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- CF21 Investment Adviser (19 Nov 2002 to 1 Apr 2007)
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- CF21 Investment Adviser (1 Dec 2001 to 22 Oct 2002)
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- CF21 Investment Adviser (1 Dec 2001 to 1 Jul 2002)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function added: (2)Employed By at D M Mulligan & K Atkinson