Gordon James Humphries

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

abrdn Investment Management Limited (no longer approved here)
FRN 188406
- CF30 Customer (1 Nov 2007 to 4 Jan 2016)
- CF27 Investment Management (13 Dec 2006 to 31 Oct 2007)
Columbia Threadneedle Management Limited (no longer approved here)
FRN 119230
- CF17 Significant Mgt (Other Business Operations) (11 Oct 2004 to 31 Jul 2006)
- CF21 Investment Adviser (11 Oct 2004 to 31 Jul 2006)
Columbia Threadneedle Fund Management Limited (no longer approved here)
FRN 121940
- CF17 Significant Mgt (Other Business Operations) (11 Jun 2003 to 31 Jul 2006)
- CF21 Investment Adviser (7 Aug 2002 to 31 Jul 2006)
Columbia Threadneedle REP AM Limited (no longer approved here)
FRN 119283
- CF17 Significant Mgt (Other Business Operations) (1 Dec 2001 to 31 Jul 2006)
Columbia Threadneedle Investment Business Limited (no longer approved here)
FRN 177896
- CF17 Significant Mgt (Other Business Operations) (1 Dec 2001 to 31 Jul 2006)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.