Columbia Threadneedle Fund Management Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Senior staff personally approved by the FCA to hold their roles here.

Giles Richard Money
IRN GRM01127
- CF30 Customer (1 Nov 2007 to 9 Jul 2010)
- CF27 Investment Management (5 Oct 2007 to 31 Oct 2007)
Gilles Ouellette
IRN GGO00007
- CF1 Director (28 May 2014 to 28 Jun 2019)
Gillian Noble
IRN GXN00044
- [FCA CF] Material risk taker (1 Jun 2021 to 8 Nov 2021)
Gina Pik Kwan Lai
IRN GPL01013
- CF26 Customer Trading (7 Aug 2002 to 1 Nov 2002)
Giuseppe Vullo
IRN GXV00018
- [FCA CF] Manager of certification employee (since 13 Feb 2023)
Glen Alan Townsend
IRN GAT01030
- CF17 Significant Mgt (Other Business Operations) (7 Aug 2002 to 7 Feb 2003)
Glen Daniel Nimmo
IRN GDN01002
- CF27 Investment Management (7 Aug 2002 to 1 Oct 2003)
Glen Jarvis
IRN GXJ00041
- CF21 Investment Adviser (1 Dec 2001 to 1 Jul 2002)
Glenis Boote
IRN GXB01194
- CF20 Significant Mgt (Settlements) (22 Apr 2002 to 30 Jun 2002)
Gokyar Gokce Bulut
IRN GGB01038
- CF30 Customer (11 Oct 2018 to 4 Jun 2019)

Smaller firms operating under this firm's FCA authorisation.

R & SA Marketing Services Plc (no longer appointed)
FRN 214818 · Appointed 11 Jul 2002 · Until 9 Feb 2012
RSAIFS Marketing Services Limited (no longer appointed)
FRN 200812 · Appointed 6 Apr 1994 · Until 1 Jul 2002

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.