Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Columbia Threadneedle REP AM Limited
FRN 119283
- SMF1 Chief Executive (since 16 Aug 2024)
- SMF3 Executive Director (since 16 Aug 2024)
- [FCA CF] Manager of certification employee (since 13 Feb 2023)
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- [FCA CF] Manager of certification employee (since 13 Feb 2023)
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- [FCA CF] Manager of certification employee (since 13 Feb 2023)
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Threadneedle Pensions Limited
FRN 110337
- SMF1 Chief Executive (since 29 Jun 2021)
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Threadneedle Portfolio Services Limited
FRN 119174
- SMF3 Executive Director (since 22 Feb 2021)
- SMF1 Chief Executive (since 22 Feb 2021)
- [FCA CF] Manager of certification employee (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Significant management (since 9 Dec 2019)
- [FCA CF] Material risk taker (since 9 Dec 2019)
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Threadneedle Asset Management Limited
FRN 122194
- [FCA CF] Manager of certification employee (since 9 Dec 2019)
- [FCA CF] Material risk taker (since 9 Dec 2019)
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Threadneedle Investment Services Limited
FRN 190437
- [FCA CF] Manager of certification employee (since 9 Dec 2019)
- [FCA CF] Material risk taker (since 9 Dec 2019)
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- Employed By (16 Jan 2023 to 19 Dec 2023)
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- CF1 Director (AR) (16 Jan 2023 to 19 Dec 2023)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.