Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Material risk taker (19 Feb 2021 to 5 Jul 2023)
- [FCA CF] Client dealing (19 Feb 2021 to 5 Jul 2023)
- CF30 Customer (11 Sep 2018 to 8 Dec 2019)
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- CF30 Customer (1 May 2015 to 31 Jul 2015)
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- CF30 Customer (28 Oct 2010 to 31 Oct 2014)
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- CF30 Customer (28 Oct 2010 to 31 Oct 2014)
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- CF30 Customer (1 Nov 2007 to 9 Jul 2010)
- CF27 Investment Management (5 Oct 2007 to 31 Oct 2007)
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- CF30 Customer (1 Nov 2007 to 9 Jul 2010)
- CF27 Investment Management (5 Oct 2007 to 31 Oct 2007)
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- CF30 Customer (1 Nov 2007 to 9 Jul 2010)
- CF27 Investment Management (5 Oct 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.