Close Brothers Limited

Date authorised
1 April 2013
Companies House
00195626
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    10 Crown Place
    London
    EC2A 4FT
    UNITED KINGDOM
    Phone
    +443333216100
    Web
    https://www.closebrothers.com

  • Complaints Contact

    10 Crown Place
    London
    EC2A 4FT
    UNITED KINGDOM
    Phone
    +443333216100

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.

  • Debt Negotiation

    Show 1 limitation
    • · This permission is limited to debt adjusting with no debt management activity

  • Debt Plan Admin

  • Debt Collection

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt adjusting with no debt management activity

  • Consumer Hire

  • Consumer Loans

  • Consumer Hire Servicing

  • Loan Servicing

  • Mortgage Setup

    For Customer, Regulated mortgage contract

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Sharon Patricia Bishop

    IRN SXB01705

    • [FCA CF] Material risk taker (13 Mar 2017 to 20 Jul 2020)
    • SMF3 Executive Director (7 Mar 2016 to 13 Mar 2017)
    • CF1 Director (23 Sep 2010 to 6 Mar 2016)
    • CF1 Director (AR) (14 Jan 2005 to 1 Apr 2008)
  • Shaun Hooper

    IRN SXH01721

    • [FCA CF] Significant management (since 25 Jan 2024)
    • [FCA CF] Material risk taker (since 25 Jan 2024)
  • Shonaid Christina Ross Jemmett-Page

    IRN SCJ01048

    • CF2 Non Executive Director (25 Mar 2013 to 30 Jun 2014)
  • Simon Anthony Jacobs

    IRN SAJ01122

    • SMF24 Chief Operations (23 Aug 2023 to 11 Jul 2025)
  • Simon Powell

    IRN SXP00484

    • [FCA CF] Material risk taker (1 Aug 2021 to 12 Jun 2025)
  • Simon Whitehouse

    IRN SXW55347

    • [FCA CF] Manager of certification employee (22 Jul 2024 to 30 Jan 2026)
    • [FCA CF] Material risk taker (1 Mar 2019 to 30 Jan 2026)
  • Sonia Soorma

    IRN SXS05175

    • [FCA CF] Significant management (since 15 Jan 2024)
    • [FCA CF] Material risk taker (since 15 Jan 2024)
  • Stephen Richard Hodges

    IRN SRH01057

    • SMF1 Chief Executive (7 Mar 2016 to 17 Nov 2016)
    • CF3 Chief Executive (1 Dec 2001 to 6 Mar 2016)
    • CF1 Director (1 Dec 2001 to 6 Mar 2016)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Mar 2009)
  • Stephen Teather

    IRN SXT00639

    • [FCA CF] Material risk taker (since 1 Dec 2023)
    • [FCA CF] Significant management (since 1 Dec 2023)
  • Steven Gee

    IRN SXG12753

    • [FCA CF] Significant management (20 Dec 2023 to 1 Sep 2025)
    • [FCA CF] Material risk taker (20 Dec 2023 to 1 Sep 2025)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.