Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF1 Chief Executive (since 29 Jan 2022)
    • SMF3 Executive Director (since 29 Jan 2022)
  • Close Brothers Limited (no longer approved here)

    FRN 124750

    • [FCA CF] Material risk taker (13 Mar 2017 to 20 Jul 2020)
    • SMF3 Executive Director (7 Mar 2016 to 13 Mar 2017)
    • CF1 Director (23 Sep 2010 to 6 Mar 2016)
    • CF1 Director (AR) (14 Jan 2005 to 1 Apr 2008)
  • Close Business Finance Ltd (no longer approved here)

    FRN 401589

    • Employed By (14 Jan 2005 to 1 Apr 2008)
  • Alexander Hall Associates Limited (no longer approved here)

    FRN 154485

    • CF21 Investment Adviser (17 Mar 2003 to 26 Sep 2003)
    • CF8 Apportionment and Oversight (17 Mar 2003 to 26 Sep 2003)
    • CF1 Director (7 Jan 2003 to 26 Sep 2003)

Recent activity

Updates to this individual's record on the FCA register.

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