Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Close Brothers Limited
FRN 124750
- [FCA CF] Significant management (since 25 Jan 2024)
- [FCA CF] Material risk taker (since 25 Jan 2024)
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- SMF1 Chief Executive (21 Dec 2021 to 15 Jul 2022)
- Responsible for Insurance Distribution (13 Oct 2021 to 15 Jul 2022)
- SMF3 Executive Director (29 Nov 2020 to 15 Jul 2022)
- CF3 Chief Executive (3 Apr 2018 to 8 Dec 2019)
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- Director of firm who is not a certification employee or a SMF manager (2 Mar 2021 to 21 Jun 2022)
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- CF1 Director (4 Jun 2008 to 30 Jan 2009)
- CF2 Non Executive Director (9 Nov 2007 to 4 Jun 2008)
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- CF1 Director (4 Jun 2008 to 30 Jan 2009)
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- CF1 Director (6 Apr 2005 to 1 May 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.