Stephen Richard Hodges

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Close Brothers Limited (no longer approved here)

    FRN 124750

    • SMF1 Chief Executive (7 Mar 2016 to 17 Nov 2016)
    • CF1 Director (1 Dec 2001 to 6 Mar 2016)
    • CF3 Chief Executive (1 Dec 2001 to 6 Mar 2016)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Mar 2009)
  • TrinityBridge Fund Management Limited (no longer approved here)

    FRN 175827

    • CF2 Non Executive Director (27 Nov 2002 to 17 Dec 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.