Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • NOVITAS LOANS LIMITED (no longer approved here)

    FRN 716962

    • (6)[FCA CF] Material risk taker (26 Mar 2024 to 11 Jul 2025)
    • (7)[FCA CF] Significant management (26 Mar 2024 to 11 Jul 2025)
  • Close Brothers Limited (no longer approved here)

    FRN 124750

    • SMF24 Chief Operations (23 Aug 2023 to 11 Jul 2025)
  • Sainsbury's Bank Plc (no longer approved here)

    FRN 184514

    • (224)SMF24 Chief Operations (15 Dec 2020 to 31 Jul 2023)
  • Lombard North Central PLC (no longer approved here)

    FRN 710598

    • [FCA CF] Material risk taker (9 Dec 2019 to 30 Jun 2020)
    • [PRA CF] Significant risk taker or Material risk taker (9 Dec 2019 to 30 Jun 2020)
  • THE ROYAL BANK OF SCOTLAND PUBLIC LIMITED COMPANY (no longer approved here)

    FRN 114724

    • [FCA CF] Material risk taker (7 Mar 2016 to 30 Jun 2020)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 27 May 2020)
  • Coutts & Company (no longer approved here)

    FRN 122287

    • [FCA CF] Material risk taker (7 Mar 2016 to 30 Jun 2020)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 27 May 2020)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF29 Significant management (23 May 2014 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (6)[FCA CF] Material risk taker at NOVITAS LOANS LIMITED

  2. controlled function added: (7)[FCA CF] Significant management at NOVITAS LOANS LIMITED