CITY FINANCIAL PLANNING LIMITED

• Principal Place of Business

  3 Princes Buildings

  Bath

  Somerset

  BA1 2ED

  UNITED KINGDOM

  Phone

  +4401225314999

  Web

  https://www.cityfinancialplanning.co.uk

• Complaints Contact

  Advanta Wealth Ltd

  Ailsa Court

  121 West Regent Street

  Glasgow

  Glasgow City

  G2 2SD

  UNITED KINGDOM

  Phone

  +4403450340200

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• P2P Lending Advice

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance)

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

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  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Score Services

  Show 1 limitation Hide limitations

  • · This permission is limited to not carrying out credit repair services

• Sandra Penelope Bishop

  IRN SPK00002

  • 7. Giving personal recommendations on long-term care insurance contracts
  • 21. Advising or arranging (bringing about) equity release transactions
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF3 Executive Director (9 Dec 2019 to 15 Oct 2024)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Mar 2025)
  • CF1 Director (20 Sep 2019 to 8 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (3 Jan 2006 to 31 Oct 2007)
• Sarah Claire Robins

  IRN SXL00135

  • [FCA CF] Client dealing (9 Dec 2019 to 31 Jan 2025)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Jan 2025)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (3 Jan 2006 to 31 Oct 2007)
• Shaun Christopher Milum

  IRN SCM00012

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 3 Nov 2021)
• Simon Edward Foster

  IRN SEF01040

  • CF21 Investment Adviser (3 Jan 2006 to 22 Mar 2007)
• Steven Raymond Napier

  IRN SRN01025

  • CF30 Customer (3 May 2017 to 22 Jun 2017)
• Stuart James McKee

  IRN SJM01516

  • CF30 Customer (18 Mar 2010 to 13 Apr 2010)
• Stuart Paul Davis

  IRN SPD01092

  • CF30 Customer (28 May 2010 to 31 Jan 2014)
• Terence John Fussell

  IRN TJF01058

  • CF1 Director (AR) (1 Dec 2007 to 4 Dec 2014)
• Thomas Frederick Binstead

  IRN TFB01029

  • CF30 Customer (2 Apr 2013 to 24 Sep 2013)
• Timothy David Baverstock

  IRN TDB00011

  • CF30 Customer (4 Dec 2007 to 5 Sep 2008)

• Bath & City Financial Ltd (no longer appointed)

  FRN 473851 · Appointed 15 Oct 2007 · Until 15 Dec 2014

No changes recorded yet.