Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 7. Giving personal recommendations on long-term care insurance contracts
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 20 Mar 2018)
    • Employed By (since 20 Mar 2018)
    • Employed By (28 Jul 2017 to 20 Mar 2018)
  • Quilter Financial Limited (no longer approved here)

    FRN 497604

    • CF30 Customer (28 Jul 2017 to 20 Mar 2018)
  • CITY FINANCIAL PLANNING LIMITED (no longer approved here)

    FRN 440633

    • CF30 Customer (3 May 2017 to 22 Jun 2017)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Nov 2007 to 21 Sep 2010)
    • CF21 Investment Adviser (21 May 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.