Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 30 Apr 2025)
    • [FCA CF] Client dealing (since 30 Apr 2025)
  • CITY FINANCIAL PLANNING LIMITED (no longer approved here)

    FRN 440633

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Jan 2025)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Jan 2025)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (3 Jan 2006 to 31 Oct 2007)
  • City Financial Planning Ltd (no longer approved here)

    FRN 200112

    • Employed By (6 Jun 2003 to 20 Jan 2004)

Recent activity

Updates to this individual's record on the FCA register.

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